Industries
Investment firms
Ask us a questionOur multidisciplinary team has extensive experience in the financial sector, including at investment firms. We help you to remain in control, so that you are complying with laws and regulations and your reputation is preserved.
Independent compliance function
As an investment firm, you need to have an effective and independent compliance function. For smaller institutions, however, appointing a full-time compliance officer is often not an option. The deployment of an external compliance officer can offer a solution. Our external compliance officers can fill in your compliance function reliably, proportionately and efficiently. This way, you are assured of the right level of expertise and you immediately meet the legal requirements.
More about the external compliance officer
