Ruler compliance software
Based on the compliance cycle, our external compliance officers prepare a risk-based compliance program annually. The work is performed and recorded using compliance software Ruler.More about Ruler
As a financial institution, you need to have an effective and independent compliance function. The required knowledge and capacity are not always present, but the position must be filled with the right expertise. The deployment of an external compliance officer can offer a solution.
Your daily practice is complex enough as it is. We like to make compliance a little simpler. You can contact Charco & Dique if you want to outsource your compliance function, or if you want support of advice for your compliance officer.
Our compliance specialists can fill in the compliance function independently and in a proportionate and sustainable manner. We do not use a ‘one size fits all’ approach, but take into account the size, maturity and structure of your organization.
As an external compliance officer, our activities include:
In this way, we ensure that you demonstrably comply with the laws and regulations applicable to your organization.
If you have a temporary need for extra capacity, our compliance specialists are also at your disposal. You can call on us for: