Services

External compliance officer

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As a financial institution, you need to have an effective and independent compliance function. The required knowledge and capacity are not always present, but the position must be filled with the right expertise. The deployment of an external compliance officer can offer a solution.

Effective, independent compliance function

Your daily practice is complex enough as it is. We like to make compliance a little simpler. You can contact Charco & Dique if you want to outsource your compliance function, or if you want support of advice for your compliance officer.

Our compliance specialists can fill in the compliance function independently and in a proportionate and sustainable manner. We do not use a ‘one size fits all’ approach, but take into account the size, maturity and structure of your organization.

What to expect from an external compliance officer?

As an external compliance officer, our activities include:

  • Assisting in the development and periodic review of compliance policies and procedures.
  • Proactively informing about developments in financial laws and regulations, their impact on your organization and the actions needed to comply with them.
  • Promoting awareness and providing training for your employees.
  • Advising on the implementation of laws and regulations, management of compliance risks and communication with regulators.
  • Monitoring the management of compliance risks and compliance with obligations.
  • Reporting periodically on activities performed and the degree of control of compliance risks.

Interim compliance officer

If you have a temporary need for extra capacity, our compliance specialists are also at your disposal. You can call on us for:

  • replacing an employee who is on temporary leave;
  • filling a compliance vacancy on an interim basis;
  • managing a compliance department as interim manager.