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Niels Huijpen
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Personal details
Personal details
Niels Huijpen
niels.huijpen@charcoendique.nl
+31 (0)20 416 54 03
+31 (0)6 25 34 77 58
Profile
My strength lies in "translating" subject matter in an understandable way for internal and/or external stakeholders.
Consider for example, managers, board members, compliance and risk officers, legal employees, IT employees and of course third parties such as accountants and regulators. My approach is characterized by being able to quickly assess the current state of affairs and the (legally) desired situation. Due to my background in audit, risk, supervision, but also as a manager, I am able to provide pragmatic advice, feasible improvement plans and practical hands-on support during implementation.
I have extensive experience in the implementation and monitoring of various legal, compliance and risk frameworks and (international) standards at all kinds of financial institutions. Originally I have a background as an IT Auditor and therefore I am experienced in the field of internal controls, sound business operations, information security and outsourcing.
Projects & performances
- Development of Risk & Control Frameworks at various financial organizations
- License applications
- Quality Assurance on AML/CDD projects
- Various mandates including:
- Compliance Officer at a broker/dealer;
- Privacy Officer and IT Risk Manager at a PSD2 service provider;
- IT compliance consultant for various clients of Charco & Dique.
- Performed various investigations and audits in the areas of:
- Sound and controlled operations;
- Privacy (GDPR/AVG);
- Risk & Control Frameworks;
- IT Security;
- Continuity Management;
- General IT Controls.
Work experience
| 2020-heden | Charco & Dique | Regulatory & Compliance Consultant |
| 2019-2020 | ZZP | IT Regulatory Compliance & Consultancy |
| 2014-2018 | Stichting Autoriteit Financiële Markten (AFM) | Manager |
| 2010-2014 | Stichting Autoriteit Financiële Markten – afdeling Efficiënte Kapitaalmarkten | Toezichthouder |
| 2007-2010 | Stichting Autoriteit Financiële Markten (AFM), team Competentiecentrum Gedragstoezicht | Toezichthouder EDP-Audit |
| 2004-2007 | ACAM Accountancy & Advies | (senior) IT Auditor |
| 2002-2004 | Interne Audit Dienst, Albert Heijn B.V. | Junior EDP Auditor |
Education & courses
| 2018 | Agile/Scrum Product Owner | |
| 2014 | Schouten & Nelissen | Coachend Leidinggeven |
| 2013 | SCRUM Foundation, CVA Informatica Opleidingen B.V. | Internet Investigations, Fox-IT, BiSL Foundation |
| 2006 | Prince II Foundation, ACL Foundations | |
| 2003-2005 | Vrije Universiteit Amsterdam | Postdoctorale opleiding EDP Auditing (RE) |
| 1996-2002 | Erasmus Universiteit Rotterdam | Master Business Administration (specialisatie Informatie Management) |
