Personal details
Personal details

Sjako Weering

sjako.weering@charcoendique.nl

+31 (0)20 416 54 03

+31 (0)6 50 26 16 15

Expertise

AFM AIFM AIFM Banking beleggingsondernemingen Compliance ESMA Insurers investment firms Investment funds investment institutions product governance Product governance Projectmanager Regulators
Profile

Due to my experience as regulator at the Dutch Authority for the Financial Markets (2000-2010) and as consultant at a variety of financial organizations (after 2010), I am able to assist these enterprises in all of their compliance related challenges.

Originally, I am an economist, but all those years of working with financial supervisory legislation have taught me to make a practical link between business and compliance risks. I help large enterprises (e.g. internationally operating banks) comply with new legislations and improve the way in which they comply with existing laws and regulations. For smaller organizations, I provide an overall picture of relevant supervisory legislations, advise them on these legislations and structurally monitor whether the requirements are met. In my work as a compliance consultant, I combine a practical approach with knowledge of relevant laws and regulations in current or future scenarios.

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Projects & performances

  • Implementing MiFID II at two large internationally operating banks
  • Restructuring the compliance department of an internationally operating bank
  • Developing an advisory model for the sale of derivatives
  • Conducting a Compliance Risk Assessment for an international asset manager
  • Setting up a Client Tax Integrity policy
  • Setting up PARP policy and performing product reviews for consumer credit providers
  • Performing Compliance Due Diligence on a consumer credit portfolio

Work experience

2010-present Charco & Dique Compliance Consultant
2006-2010 Dutch Authority for the Financial Markets (AFM)AFM) Manager Supervision of Financial Enterprises
2003-2006 Dutch Authority for the Financial Markets (AFM) Senior Supervisor of Conduct Supervision
2000-2003 Dutch Authority for the Financial Markets (AFM) Supervisor
1997 – 2000 Rabobank Twentehof Investment Specialist

Education & courses

1994-1997 Radboud Universiteit, Nijmegen Applied Economics
1990-1994 NHL Stenden Hogeschool, Emmen Commercial Economics