Personal details

Frank Schröder

frank.schroder@charcoendique.nl

+31 (0)20 416 54 03

+31 (0)6 51 50 54 73

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Expertise

Client integrity Client integrity Compliance Compliance Compliance officer Financial supervision law Licensing and control Regulators Risk management Risk management

Profile

Capitalizing on my long and broad experience, I can support and advise (financial) institutions in the area of compliance and non-financial risk management.

I have gained experience in various roles within different market segments and have encountered a range of products and services. The most important factor has always been the correct implementation of legal and regulatory requirements and sound, controlled business practices. From strategy to day-to-day implementation, I like to think along with my clients. I am able to make complex issues understandable and my advice and solutions are pragmatic.

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Projects & performances

Setting up and establishing the compliance (and risk) function
Implementing regulations
Overseeing complex regulatory and legal investigations
Integrity investigations
Developing compliance strategy
Behavioral and cultural programs

Work experience

2023-present	Charco & Dique	Consultant
2020-2022	Director Compliance	PGGM
2014-2019	Global Head Compliance Wholesale Banking	ING Bank
2011-2014	Head of Compliance ING Bank Netherlands	ING Bank
2009-2010	Head Compliance Wholesale Banking Nederland	ING Bank
2007-2008	Director Risk Control	Theodoor Gilissen Bankiers
2004-2007	Head Finance & Control	Kempen & Co
2001-2004	Risk Management & Compliance	Kempen & Co
2000-2001	Head Compliance ING Barings Amsterdam	ING Group
1998-2000	Compliance Officer ING Investment Management	ING Group
1996-1998	Various positions	Securities Regulation Foundation (now Dutch Authority for the Financial Markets)
1990-1996	Various positions	Amsterdam Stock Exchange

Education & courses

	NIBE-SVV	NIBE Securities firm
	NIBE-SVV	Professional training in securities trading
	NIBE-SVV	Integrity module DSI Compliance Professional
		Enforcement Training Pogram SEC Washington
1991-1996		Postgraduate course in Accountancy
1983-1989		Business economics (doctoral exam)

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