MiFID II protects investors.

6 min reading time

And we protect your organisation. Because with our knowledge of the legal frameworks, we offer you direct insight into the impact of MiFID II on your organisation.

Gain instant insight into the impact of MiFID II on your organization

The implementation of MiFID II translates to additional demands on your compliance. Whether you’re active at a large bank or a small asset manager, Charco & Dique’s legal and compliance specialists can help you comply with the law.

We protect your organization

Our lawyers and compliance specialists have real-time insight in all current events and developments concerning MiFID II. Based on your organization’s characteristics, we can offer you an instant overview of relevant parts of legislation. We do this as follows:

  • We only provide insight into the relevant parts of MiFID II;
  • If applicable, we explain the differences between MiFID I and MiFID II;
  • We review your current organization using a gap analysis in order to determine whether your business complies with MiFID II;
  • We can also cross-link between MiFID II and other legislation and regulation, such as Market Abuse Regulation;
  • If needed, we can take care of project management and provide support during the implementation process. We work towards specific solutions to help your organization be ready for MiFID II;
  • We offer expert support during ongoing MiFID II projects, such as the (legal) interpretation of MiFID II, QA for existing projects and realized MiFID II goals, drawing up policies, etc.;
  • We provide assistance to businesses that are obligated to have a license for the first time;
  • If desired, we offer training for your employees in order to increase knowledge of MiFID II.

You are in good hands

Charco & Dique’s specialists are intimately acquainted with MiFID I and II projects. We act fast, are quick to adapt and add value to your MiFID II projects instantly. We can even speed up the process. Even if you haven’t started the implementation yet, we can get projects going quickly. On top of that we maintain good relations with the Netherlands Authority for the Financial Markets (AFM). We know how regulators regard MiFID II issues.

Contact one of our specialists to find out what we can do for your organization.

Want to know more?

At Charco & Dique, we not only have detailed knowledge of the ever-changing financial laws and regulations, we also have the experience to support our clients in their application like no other. Sometimes strategic, sometimes pragmatic, but always sustainable and forward-looking. Would you like to know more about the possibilities? Please contact us.

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